-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lxvl5BAg2igtu4qJaH211vGL3lErSUfPNaQLso1Waxc3fu+4Qi/sSqQ4X08m5h2J OS6ZEq2DGL46d7XMI6b4xQ== 0001362310-09-001860.txt : 20090212 0001362310-09-001860.hdr.sgml : 20090212 20090212172633 ACCESSION NUMBER: 0001362310-09-001860 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: JOHN GIBBS AND SUSAN GIBBS GROUP MEMBERS: TRIPOWER RESOURCES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN EXPLORATION CORP CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33130 FILM NUMBER: 09596283 BUSINESS ADDRESS: STREET 1: 2050 S. ONEIDA STREET STREET 2: SUITE 208 CITY: DENVER STATE: CO ZIP: 80224 BUSINESS PHONE: 303-639-9860 MAIL ADDRESS: STREET 1: 2050 S. ONEIDA STREET STREET 2: SUITE 208 CITY: DENVER STATE: CO ZIP: 80224 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TriPower Resources, Inc. CENTRAL INDEX KEY: 0001297233 IRS NUMBER: 731415973 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 16 E. STREET S.W. CITY: ARDMORE STATE: OK ZIP: 73401 BUSINESS PHONE: (580) 226-6700 MAIL ADDRESS: STREET 1: POST OFFICE BOX 849 CITY: ARDMORE STATE: OK ZIP: 73402 SC 13G/A 1 c80994sc13gza.htm SC 13G/A Filed by Bowne Pure Compliance
     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

ASPEN EXPLORATION CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
045295300
(CUSIP NUMBER)
April 25, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
045295300 
 

 

           
1   NAMES OF REPORTING PERSONS

Tripower Resources, LLC, an Oklahoma limited liability company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Oklahoma, USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   471,400
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   471,400
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  471,400
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.5%
     
12   TYPE OF REPORTING PERSON
   
  OO


 

                     
CUSIP No.
 
045295300 
 

 

           
1   NAMES OF REPORTING PERSONS

John Gibbs and Susan Gibbs
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   225,400
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   471,400
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   225,400
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    471,400
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  696,800
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.6%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

This Amendment No. 1 (this “First Amendment”) to Schedule 13G is filed on behalf of TriPower Resources, LLC, an Oklahoma limited liability company, successor by conversion to TriPower Resources, Inc. (“TriPower”), and John and Susan Gibbs (collectively, “Gibbs”), with respect to the Common Stock (“Common Stock”), of Aspen Exploration Corporation, a Delaware corporation (the “Issuer”). This First Amendment amends the initial statement on Schedule 13G filed by TriPower Resources, Inc. on July 29, 2004 (the “Prior 13G”). This First Amendment is being filed to report the ownership of Common Stock by Gibbs, who may be deemed to control TriPower, and to report a reduction of ownership of Common Stock by TriPower that occurred on or about April 25, 2006. TriPower recently discovered that it had inadvertently failed to file an amendment to the Prior 13G to disclose this prior transaction.
ITEM 1.
(a) Name of Issuer:
Aspen Exploration Corporation
(b) Address of Issuer’s Principal Executive Offices:
2050 South Oneida Street, Suite 208, Denver, Colorado 80224-2426
ITEM 2.
(a) Name of Person Filing:
TriPower Resources, LLC, an Oklahoma limited liability company, successor by conversion to TriPower Resources, Inc., and John and Susan Gibbs
(b) Address of Principal Business Office:
P.O. Box 859, Ardmore, Oklahoma 73402
(c) Citizenship:
Oklahoma, USA
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
045295300

 

 


 

ITEM 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
             
 
  a.   o   Broker or Dealer registered under Section 15 of the Act
 
           
 
  b.   o   Bank as defined in Section 3(a)(6) of the Act
 
           
 
  c.   o   Insurance Company as defined in Section 3(a)(19) of the Act
 
           
 
  d.   o   Investment company registered under Section 8 of the Investment Company Act
 
           
 
  e.   o   Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940
 
           
 
  f.   o   Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
 
           
 
  g.   o   Parent holding company, in accordance with Rule 13d-a(b)(ii)(G) Note: See item 7
 
           
 
  h.   o   Group, in accordance with Rule 13d-a(b)(1)(ii)(H)
ITEM 4. Ownership:
a. Amount Beneficially Owned:
TriPower: 471,400
Gibbs: 696,800
b. Percent of Class:
TriPower: 6.5%
Gibbs: 9.6%
c. Number of shares as to which the person has:
(i) sole power to vote or to direct the vote:
TriPower: 471,400
Gibbs: 225,400
(ii) shared power to vote or to direct the vote:
TriPower: 0
Gibbs: 471,400
(iii) sole power to dispose or to direct the disposition of:
TriPower: 471,400
Gibbs: 225,400
(iv) shared power to dispose or to direct the disposition of:
TriPower: 0
Gibbs: 471,400

 

 


 

ITEM 5. Ownership of 5 Percent or Less of a Class:
Not applicable
ITEM 6. Ownership of More than 5 Percent on Behalf of Another Person:
Not applicable
ITEM 7. 
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
Not applicable
ITEM 8. Identification and Classification of Members of the Group:
TriPower Resources, LLC, an Oklahoma limited liability company
John Gibbs and Susan Gibbs
ITEM 9. Notice of Dissolution of Group:
Not applicable
ITEM 10. Certification:
By signing below, the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Date: February 12, 2009
         
  TRIPOWER RESOURCES, LLC, an Oklahoma
limited liability company
 
 
  By:   /s/ John Gibbs    
    John Gibbs, Manager   
     
  /s/ John Gibbs    
  John Gibbs   
     
  /s/ Susan Gibbs    
  Susan Gibbs   
     
 

 

 


 

Exhibit 1
JOINT FILING AGREEMENT
The undersigned parties hereby agree that the Schedule 13G and the Amendment No. 1 to Schedule 13G filed herewith relating to the Common Stock of Aspen Exploration Corporation is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k) on behalf of each person.
Date: February 12, 2009
         
  TRIPOWER RESOURCES, LLC, an Oklahoma
limited liability company
 
 
  By:   /s/ John Gibbs    
    John Gibbs, Manager   
     
  /s/ John Gibbs    
  John Gibbs   
     
  /s/ Susan Gibbs    
  Susan Gibbs   
     
 

 

 

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